Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$972M
AUM Growth
+$191M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,560
New
Increased
Reduced
Closed

Top Buys

1 +$50.9M
2 +$25.9M
3 +$25.1M
4
AMZN icon
Amazon
AMZN
+$21.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$18.3M

Top Sells

1 +$17.4M
2 +$11.9M
3 +$9.91M
4
MDVN
MEDIVATION, INC.
MDVN
+$8.62M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$8.15M

Sector Composition

1 Communication Services 15.08%
2 Technology 12.4%
3 Healthcare 11.9%
4 Consumer Discretionary 11.24%
5 Financials 9.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1401
$7K ﹤0.01%
+355
1402
$7K ﹤0.01%
533
+406
1403
$7K ﹤0.01%
+300
1404
$7K ﹤0.01%
273
-4,039
1405
$7K ﹤0.01%
2,465
+978
1406
$7K ﹤0.01%
+89
1407
$7K ﹤0.01%
143
-3,062
1408
$7K ﹤0.01%
+425
1409
$7K ﹤0.01%
+249
1410
$7K ﹤0.01%
3,011
+2,680
1411
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103
-105
1412
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104
-351
1413
$6K ﹤0.01%
+166
1414
$6K ﹤0.01%
88
-49
1415
$6K ﹤0.01%
306
-25,092
1416
$6K ﹤0.01%
+85
1417
$6K ﹤0.01%
216
+16
1418
$6K ﹤0.01%
+400
1419
$6K ﹤0.01%
427
-330
1420
$6K ﹤0.01%
+790
1421
$6K ﹤0.01%
+1
1422
$6K ﹤0.01%
196
+90
1423
$6K ﹤0.01%
+98
1424
$6K ﹤0.01%
209
-47
1425
$6K ﹤0.01%
+157