Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$638M
AUM Growth
-$63.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,505
New
Increased
Reduced
Closed

Top Sells

1 +$36.1M
2 +$17.9M
3 +$14.9M
4
DIS icon
Walt Disney
DIS
+$14.5M
5
BABA icon
Alibaba
BABA
+$13.3M

Sector Composition

1 Technology 15.08%
2 Communication Services 13.51%
3 Consumer Discretionary 9.68%
4 Healthcare 8.98%
5 Financials 8.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1401
$6K ﹤0.01%
690
+320
1402
$6K ﹤0.01%
262
+198
1403
$6K ﹤0.01%
+2,401
1404
$6K ﹤0.01%
+792
1405
$6K ﹤0.01%
1,436
-6,700
1406
$6K ﹤0.01%
11,211
+1,324
1407
$6K ﹤0.01%
1,209
+1,129
1408
$6K ﹤0.01%
1,758
+1,658
1409
$6K ﹤0.01%
1,640
+1,340
1410
$5K ﹤0.01%
+434
1411
$5K ﹤0.01%
+88
1412
$5K ﹤0.01%
+1,178
1413
$5K ﹤0.01%
+100
1414
$5K ﹤0.01%
1,404
-1,746
1415
$5K ﹤0.01%
+300
1416
$5K ﹤0.01%
450
-473
1417
$5K ﹤0.01%
1,006
-1,647
1418
$5K ﹤0.01%
172
-9,300
1419
$5K ﹤0.01%
207
-925
1420
$5K ﹤0.01%
+332
1421
$5K ﹤0.01%
+48
1422
$5K ﹤0.01%
+933
1423
$5K ﹤0.01%
460
+135
1424
$5K ﹤0.01%
752
-2,425
1425
$5K ﹤0.01%
244
-18,655