Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1376
$179K ﹤0.01%
4,774
-3,081
1377
$179K ﹤0.01%
5,354
-3,686
1378
$178K ﹤0.01%
4,415
1379
$177K ﹤0.01%
304
-79
1380
$177K ﹤0.01%
3,260
-521
1381
$177K ﹤0.01%
4,824
+3
1382
$177K ﹤0.01%
1,715
1383
$177K ﹤0.01%
12,424
+5,800
1384
$177K ﹤0.01%
508
1385
$176K ﹤0.01%
13,119
-64
1386
$176K ﹤0.01%
44,608
1387
$176K ﹤0.01%
3,002
1388
$175K ﹤0.01%
2,991
+7
1389
$175K ﹤0.01%
9,998
-520
1390
$175K ﹤0.01%
+3,587
1391
$174K ﹤0.01%
1,305
1392
$174K ﹤0.01%
17,560
+700
1393
$173K ﹤0.01%
1,763
1394
$173K ﹤0.01%
10,897
-300
1395
$173K ﹤0.01%
17,594
1396
$172K ﹤0.01%
2,969
1397
$172K ﹤0.01%
4,091
1398
$172K ﹤0.01%
4,625
1399
$172K ﹤0.01%
9,784
1400
$171K ﹤0.01%
28,476