Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.43B
AUM Growth
+$219M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,539
New
Increased
Reduced
Closed

Top Buys

1 +$93.9M
2 +$89.5M
3 +$66.7M
4
INTC icon
Intel
INTC
+$60.2M
5
META icon
Meta Platforms (Facebook)
META
+$52.5M

Top Sells

1 +$146M
2 +$109M
3 +$81.8M
4
DIS icon
Walt Disney
DIS
+$80.2M
5
C icon
Citigroup
C
+$55.3M

Sector Composition

1 Technology 19.03%
2 Healthcare 13.86%
3 Consumer Discretionary 12.44%
4 Industrials 8.48%
5 Communication Services 7.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1351
$62K ﹤0.01%
2,232
-17,550
1352
$62K ﹤0.01%
255
+50
1353
$61K ﹤0.01%
8,994
-30,406
1354
$61K ﹤0.01%
3,164
+1,371
1355
$61K ﹤0.01%
+8,373
1356
$61K ﹤0.01%
73,067
-38,049
1357
$61K ﹤0.01%
35,936
-2,186
1358
$61K ﹤0.01%
139,605
+71,657
1359
$60K ﹤0.01%
+33,812
1360
$59K ﹤0.01%
2,126
-407
1361
$59K ﹤0.01%
1,045
+95
1362
$59K ﹤0.01%
3,246
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1363
$59K ﹤0.01%
45,918
+3,379
1364
$58K ﹤0.01%
+754
1365
$57K ﹤0.01%
+791
1366
$57K ﹤0.01%
772
-83,804
1367
$57K ﹤0.01%
970
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1368
$57K ﹤0.01%
5,606
+4,931
1369
$57K ﹤0.01%
+9,194
1370
$57K ﹤0.01%
11,486
-1,517
1371
$57K ﹤0.01%
3,694
+1,428
1372
$57K ﹤0.01%
12,045
-16,820
1373
$57K ﹤0.01%
21,764
-22,575
1374
$56K ﹤0.01%
+616
1375
$56K ﹤0.01%
1,120
-1,120