Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1351
$145K ﹤0.01%
22,226
+10,814
1352
$145K ﹤0.01%
11,660
-2,116
1353
$144K ﹤0.01%
25,796
+17,248
1354
$143K ﹤0.01%
1,000
-214,308
1355
$143K ﹤0.01%
2,910
+1,094
1356
$143K ﹤0.01%
2,322
-847
1357
$142K ﹤0.01%
79,108
-25,262
1358
$142K ﹤0.01%
3,889
-5,079
1359
$142K ﹤0.01%
+993
1360
$142K ﹤0.01%
+29,655
1361
$142K ﹤0.01%
21,359
-10,073
1362
$141K ﹤0.01%
+1,159
1363
$140K ﹤0.01%
4,260
-1,455
1364
$140K ﹤0.01%
939
-1,245
1365
$139K ﹤0.01%
7,562
+4,820
1366
$139K ﹤0.01%
+30,400
1367
$138K ﹤0.01%
+3,044
1368
$138K ﹤0.01%
15,511
-17,733
1369
$138K ﹤0.01%
5,224
+2,373
1370
$138K ﹤0.01%
+1,453
1371
$138K ﹤0.01%
4,472
-10,799
1372
$137K ﹤0.01%
33,663
-14,980
1373
$137K ﹤0.01%
16,079
-38,205
1374
$137K ﹤0.01%
+2,599
1375
$137K ﹤0.01%
5,326
-2,536