Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1351
$193K ﹤0.01%
815
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1352
$193K ﹤0.01%
+4,859
1353
$192K ﹤0.01%
+8,299
1354
$192K ﹤0.01%
58,701
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1355
$191K ﹤0.01%
+13,782
1356
$191K ﹤0.01%
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1357
$191K ﹤0.01%
+19,694
1358
$191K ﹤0.01%
18,088
-25,537
1359
$191K ﹤0.01%
63,911
+8,548
1360
$190K ﹤0.01%
6,337
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1361
$190K ﹤0.01%
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$190K ﹤0.01%
8,521
-16,309
1363
$190K ﹤0.01%
1,634
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$190K ﹤0.01%
8,899
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1365
$190K ﹤0.01%
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$189K ﹤0.01%
2,093
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$189K ﹤0.01%
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$188K ﹤0.01%
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1369
$188K ﹤0.01%
6,215
-8,158
1370
$187K ﹤0.01%
51,560
+25,561
1371
$187K ﹤0.01%
+3,012
1372
$187K ﹤0.01%
11,020
-10,000
1373
$187K ﹤0.01%
7,295
+5,456
1374
$186K ﹤0.01%
1,364
-856
1375
$185K ﹤0.01%
1,631
-3,037