Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1351
$119K ﹤0.01%
+2,944
1352
$118K ﹤0.01%
27,207
-99,799
1353
$118K ﹤0.01%
+573
1354
$118K ﹤0.01%
5,008
+4,440
1355
$118K ﹤0.01%
4,651
+4,090
1356
$117K ﹤0.01%
4,125
-1,467
1357
$117K ﹤0.01%
2,804
-19,812
1358
$117K ﹤0.01%
11,611
-32,047
1359
$116K ﹤0.01%
3,587
-2,401
1360
$116K ﹤0.01%
+6,275
1361
$115K ﹤0.01%
11,969
+3,179
1362
$115K ﹤0.01%
+534
1363
$115K ﹤0.01%
1,532
-1,256
1364
$115K ﹤0.01%
+101
1365
$115K ﹤0.01%
+11,381
1366
$114K ﹤0.01%
1,480
-8,249
1367
$114K ﹤0.01%
380
+43
1368
$114K ﹤0.01%
+330
1369
$114K ﹤0.01%
+2,753
1370
$114K ﹤0.01%
+15,654
1371
$113K ﹤0.01%
+4,222
1372
$113K ﹤0.01%
+2,479
1373
$113K ﹤0.01%
1,331
+540
1374
$113K ﹤0.01%
4,947
-36,907
1375
$113K ﹤0.01%
+2,512