Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1351
$33K ﹤0.01%
+4,947
1352
$33K ﹤0.01%
14,840
+6,579
1353
$33K ﹤0.01%
40,570
+34,273
1354
$32K ﹤0.01%
4,237
-146,693
1355
$32K ﹤0.01%
2,881
-1,592
1356
$32K ﹤0.01%
803
+436
1357
$32K ﹤0.01%
+958
1358
$32K ﹤0.01%
798
-12,295
1359
$31K ﹤0.01%
+1,058
1360
$31K ﹤0.01%
+3,166
1361
$31K ﹤0.01%
+663
1362
$31K ﹤0.01%
+1,608
1363
$31K ﹤0.01%
+286
1364
$31K ﹤0.01%
+939
1365
$31K ﹤0.01%
2,772
-14,340
1366
$30K ﹤0.01%
+1,046
1367
$30K ﹤0.01%
+3,171
1368
$30K ﹤0.01%
609
-4,421
1369
$30K ﹤0.01%
+2,931
1370
$30K ﹤0.01%
6,465
-6,243
1371
$30K ﹤0.01%
+1,026
1372
$30K ﹤0.01%
+5,850
1373
$30K ﹤0.01%
2,223
-4,586
1374
$30K ﹤0.01%
3,032
-5,352
1375
$29K ﹤0.01%
408
-212