Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.97B
AUM Growth
-$146M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,428
New
Increased
Reduced
Closed

Top Buys

1 +$49.5M
2 +$45.3M
3 +$42.5M
4
AAPL icon
Apple
AAPL
+$33.3M
5
SOXL icon
Direxion Daily Semiconductor Bull 3X Shares
SOXL
+$25.4M

Top Sells

1 +$95.4M
2 +$57.9M
3 +$55.9M
4
TSM icon
TSMC
TSM
+$40.4M
5
SBUX icon
Starbucks
SBUX
+$40.4M

Sector Composition

1 Technology 23.11%
2 Consumer Discretionary 16.53%
3 Healthcare 8.67%
4 Industrials 7.58%
5 Financials 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1326
$41K ﹤0.01%
+13,114
1327
$41K ﹤0.01%
10,910
-1,867
1328
$41K ﹤0.01%
846
+361
1329
$41K ﹤0.01%
958
-946
1330
$41K ﹤0.01%
29,155
-6,486
1331
$41K ﹤0.01%
4,622
-676
1332
$41K ﹤0.01%
+7,357
1333
$41K ﹤0.01%
5,141
-34,751
1334
$41K ﹤0.01%
18,940
+13,952
1335
$40K ﹤0.01%
1,195
-17,861
1336
$40K ﹤0.01%
918
+225
1337
$40K ﹤0.01%
7,602
+6,307
1338
$40K ﹤0.01%
5,187
+1,539
1339
$40K ﹤0.01%
7,074
-11,754
1340
$40K ﹤0.01%
697
-42,658
1341
$40K ﹤0.01%
11,062
+9,486
1342
$40K ﹤0.01%
44,799
+37,372
1343
$40K ﹤0.01%
12,506
-28,764
1344
$40K ﹤0.01%
156
+137
1345
$40K ﹤0.01%
48,242
-50,034
1346
$39K ﹤0.01%
1,378
-489
1347
$39K ﹤0.01%
+761
1348
$39K ﹤0.01%
+6,271
1349
$39K ﹤0.01%
+2,825
1350
$39K ﹤0.01%
657
-3,358