Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1326
$193K ﹤0.01%
5,573
1327
$193K ﹤0.01%
7,799
-500
1328
$193K ﹤0.01%
19,694
1329
$193K ﹤0.01%
1,132
+700
1330
$193K ﹤0.01%
27
-1
1331
$192K ﹤0.01%
2,557
-3,958
1332
$192K ﹤0.01%
12,785
+1,097
1333
$192K ﹤0.01%
60,616
+1,915
1334
$192K ﹤0.01%
4,859
1335
$192K ﹤0.01%
17,843
-985
1336
$192K ﹤0.01%
11,256
-400
1337
$192K ﹤0.01%
5,117
1338
$191K ﹤0.01%
2,093
1339
$191K ﹤0.01%
2,501
+250
1340
$191K ﹤0.01%
5,803
1341
$191K ﹤0.01%
63,911
1342
$191K ﹤0.01%
2,393
1343
$190K ﹤0.01%
8,621
+100
1344
$190K ﹤0.01%
4,387
-13
1345
$189K ﹤0.01%
5,019
+16
1346
$188K ﹤0.01%
16,500
-2,301
1347
$188K ﹤0.01%
18,590
1348
$188K ﹤0.01%
11,020
1349
$188K ﹤0.01%
1,634
1350
$188K ﹤0.01%
49,292
+323