Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1326
$206K ﹤0.01%
5,803
+3,273
1327
$204K ﹤0.01%
96,387
+2,045
1328
$204K ﹤0.01%
18,568
+17,670
1329
$203K ﹤0.01%
32,844
+963
1330
$203K ﹤0.01%
3,466
-23,245
1331
$202K ﹤0.01%
+15,090
1332
$202K ﹤0.01%
+2,729
1333
$202K ﹤0.01%
707
+537
1334
$201K ﹤0.01%
9,736
-1,323
1335
$201K ﹤0.01%
18,828
+1,821
1336
$200K ﹤0.01%
2,215
+379
1337
$199K ﹤0.01%
2,788
+2,186
1338
$198K ﹤0.01%
1,510
-639
1339
$198K ﹤0.01%
11,656
+2,923
1340
$197K ﹤0.01%
5,573
-7,706
1341
$197K ﹤0.01%
+7,545
1342
$197K ﹤0.01%
13,140
+7,167
1343
$197K ﹤0.01%
+896
1344
$197K ﹤0.01%
2,436
+2,244
1345
$197K ﹤0.01%
1,917
+387
1346
$197K ﹤0.01%
1,501
+335
1347
$195K ﹤0.01%
1,976
+1,350
1348
$195K ﹤0.01%
+8,902
1349
$194K ﹤0.01%
18,801
-10,856
1350
$194K ﹤0.01%
+397