Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1326
$125K ﹤0.01%
+938
1327
$124K ﹤0.01%
+9,484
1328
$124K ﹤0.01%
+1,530
1329
$124K ﹤0.01%
2,645
+1,179
1330
$123K ﹤0.01%
32,859
-304
1331
$123K ﹤0.01%
20,000
-7,924
1332
$122K ﹤0.01%
2,335
+1,823
1333
$122K ﹤0.01%
9,953
-40,316
1334
$122K ﹤0.01%
15,945
+12,368
1335
$121K ﹤0.01%
1,201
-645
1336
$121K ﹤0.01%
+9,921
1337
$121K ﹤0.01%
+372
1338
$121K ﹤0.01%
+1,563
1339
$121K ﹤0.01%
+1,121
1340
$121K ﹤0.01%
3,019
-8,056
1341
$120K ﹤0.01%
525
+318
1342
$120K ﹤0.01%
8,434
-11,552
1343
$120K ﹤0.01%
818
+707
1344
$120K ﹤0.01%
+1,625
1345
$119K ﹤0.01%
8,675
+8,496
1346
$119K ﹤0.01%
+3,284
1347
$119K ﹤0.01%
935
-9,854
1348
$119K ﹤0.01%
2,313
-8,607
1349
$119K ﹤0.01%
1,110
+348
1350
$119K ﹤0.01%
15,274
-627