Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1326
$18K ﹤0.01%
1,947
+1,067
1327
$18K ﹤0.01%
+571
1328
$18K ﹤0.01%
31
-37
1329
$17K ﹤0.01%
2,898
-39,881
1330
$17K ﹤0.01%
1,753
-2,419
1331
$17K ﹤0.01%
3,083
+969
1332
$17K ﹤0.01%
2,572
+1,158
1333
$17K ﹤0.01%
2,157
+1,791
1334
$17K ﹤0.01%
+6
1335
$17K ﹤0.01%
602
-96
1336
$17K ﹤0.01%
+1,275
1337
$17K ﹤0.01%
+331
1338
$17K ﹤0.01%
979
-31,403
1339
$16K ﹤0.01%
+384
1340
$16K ﹤0.01%
7,205
+1,854
1341
$16K ﹤0.01%
2,093
-942
1342
$16K ﹤0.01%
+311
1343
$16K ﹤0.01%
+100
1344
$16K ﹤0.01%
+1,488
1345
$16K ﹤0.01%
1,763
+759
1346
$16K ﹤0.01%
+547
1347
$16K ﹤0.01%
27,597
+27,199
1348
$16K ﹤0.01%
+399
1349
$16K ﹤0.01%
+488
1350
$16K ﹤0.01%
55
-10