Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1326
$18K ﹤0.01%
698
-30,932
1327
$18K ﹤0.01%
3,430
+1,886
1328
$18K ﹤0.01%
2,323
-245,027
1329
$18K ﹤0.01%
1,235
-1,516
1330
$18K ﹤0.01%
3,016
+1,053
1331
$18K ﹤0.01%
+1,159
1332
$18K ﹤0.01%
1,372
+169
1333
$17K ﹤0.01%
858
-5,573
1334
$17K ﹤0.01%
715
+212
1335
$17K ﹤0.01%
257
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1336
$17K ﹤0.01%
450
-1,773
1337
$17K ﹤0.01%
1,570
+1,217
1338
$17K ﹤0.01%
755
-34,214
1339
$17K ﹤0.01%
2,014
+963
1340
$17K ﹤0.01%
535
+534
1341
$17K ﹤0.01%
760
-8,349
1342
$17K ﹤0.01%
487
-5,034
1343
$17K ﹤0.01%
427
-5,553
1344
$17K ﹤0.01%
859
-473
1345
$17K ﹤0.01%
4,264
+3,848
1346
$16K ﹤0.01%
+87
1347
$16K ﹤0.01%
120
-300
1348
$16K ﹤0.01%
3,536
+1,727
1349
$16K ﹤0.01%
1,208
-174
1350
$16K ﹤0.01%
+154