Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$972M
AUM Growth
+$191M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,560
New
Increased
Reduced
Closed

Top Buys

1 +$50.9M
2 +$25.9M
3 +$25.1M
4
AMZN icon
Amazon
AMZN
+$21.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$18.3M

Top Sells

1 +$17.4M
2 +$11.9M
3 +$9.91M
4
MDVN
MEDIVATION, INC.
MDVN
+$8.62M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$8.15M

Sector Composition

1 Communication Services 15.08%
2 Technology 12.4%
3 Healthcare 11.9%
4 Consumer Discretionary 11.24%
5 Financials 9.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1326
$11K ﹤0.01%
+244
1327
$11K ﹤0.01%
2,534
+1,067
1328
$11K ﹤0.01%
2,575
+1,547
1329
$11K ﹤0.01%
+1,075
1330
$11K ﹤0.01%
1,885
-6,113
1331
$11K ﹤0.01%
2,771
-765
1332
$11K ﹤0.01%
537
-1,444
1333
$11K ﹤0.01%
+409
1334
$11K ﹤0.01%
9,908
-2,269
1335
$11K ﹤0.01%
5,118
+1,919
1336
$10K ﹤0.01%
+650
1337
$10K ﹤0.01%
+112
1338
$10K ﹤0.01%
+157
1339
$10K ﹤0.01%
+180
1340
$10K ﹤0.01%
+234
1341
$10K ﹤0.01%
+430
1342
$10K ﹤0.01%
+800
1343
$10K ﹤0.01%
198
+22
1344
$10K ﹤0.01%
+324
1345
$10K ﹤0.01%
+525
1346
$10K ﹤0.01%
+565
1347
$10K ﹤0.01%
450
-1,370
1348
$10K ﹤0.01%
+219
1349
$10K ﹤0.01%
224
+144
1350
$10K ﹤0.01%
+202