Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1301
$66K ﹤0.01%
16,955
+2,411
1302
$65K ﹤0.01%
+5,337
1303
$65K ﹤0.01%
8,245
+5,864
1304
$65K ﹤0.01%
5,383
-1,913
1305
$65K ﹤0.01%
+12,783
1306
$65K ﹤0.01%
1,355
+345
1307
$64K ﹤0.01%
20,057
+19,912
1308
$63K ﹤0.01%
2,075
-29,737
1309
$63K ﹤0.01%
1,755
-1,305
1310
$63K ﹤0.01%
1,860
-29,649
1311
$63K ﹤0.01%
+4,796
1312
$63K ﹤0.01%
2,384
-19,278
1313
$63K ﹤0.01%
4,326
-11,219
1314
$62K ﹤0.01%
48,963
-46,276
1315
$62K ﹤0.01%
2,452
-162
1316
$62K ﹤0.01%
1,517
+267
1317
$62K ﹤0.01%
2,692
-7,880
1318
$62K ﹤0.01%
+5,035
1319
$62K ﹤0.01%
926
+904
1320
$61K ﹤0.01%
1,132
-1,513
1321
$61K ﹤0.01%
+2,433
1322
$61K ﹤0.01%
766
-5,521
1323
$61K ﹤0.01%
3,162
-730
1324
$61K ﹤0.01%
+19,813
1325
$61K ﹤0.01%
+5,907