Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1301
$213K ﹤0.01%
+9,124
1302
$212K ﹤0.01%
+8,274
1303
$212K ﹤0.01%
+1,568
1304
$212K ﹤0.01%
3,786
-5,310
1305
$212K ﹤0.01%
+12,651
1306
$212K ﹤0.01%
+1,361
1307
$211K ﹤0.01%
+11,701
1308
$210K ﹤0.01%
+6,216
1309
$210K ﹤0.01%
+3,054
1310
$209K ﹤0.01%
7,535
+6,669
1311
$209K ﹤0.01%
4,915
+4,266
1312
$208K ﹤0.01%
4,258
-5,327
1313
$208K ﹤0.01%
5,528
-15,113
1314
$208K ﹤0.01%
2,062
-2,754
1315
$208K ﹤0.01%
+4,400
1316
$208K ﹤0.01%
5,396
-10,110
1317
$207K ﹤0.01%
9,733
-8,339
1318
$207K ﹤0.01%
3,781
+2,924
1319
$207K ﹤0.01%
25,277
-198,226
1320
$207K ﹤0.01%
1,429
-10,910
1321
$207K ﹤0.01%
+2,714
1322
$207K ﹤0.01%
+9,010
1323
$207K ﹤0.01%
11,998
-15,678
1324
$206K ﹤0.01%
3,544
-26,738
1325
$206K ﹤0.01%
3,983
-593