Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1301
$133K ﹤0.01%
43,425
+33,728
1302
$133K ﹤0.01%
+3,107
1303
$133K ﹤0.01%
4,080
+1,403
1304
$132K ﹤0.01%
330
-336
1305
$132K ﹤0.01%
14,611
+5,091
1306
$132K ﹤0.01%
8,557
-1,312
1307
$131K ﹤0.01%
1,480
-118
1308
$131K ﹤0.01%
10,754
+10,036
1309
$131K ﹤0.01%
+9,617
1310
$131K ﹤0.01%
2,737
+372
1311
$130K ﹤0.01%
1,567
+533
1312
$130K ﹤0.01%
+12,696
1313
$130K ﹤0.01%
+852
1314
$129K ﹤0.01%
+35
1315
$129K ﹤0.01%
1,624
-610
1316
$128K ﹤0.01%
+2,214
1317
$128K ﹤0.01%
12,794
+12,340
1318
$128K ﹤0.01%
2,638
-2,229
1319
$127K ﹤0.01%
16,257
+7,151
1320
$127K ﹤0.01%
8,733
-7,610
1321
$126K ﹤0.01%
4,082
+3,084
1322
$126K ﹤0.01%
5,147
-8,505
1323
$126K ﹤0.01%
+4,647
1324
$125K ﹤0.01%
2,896
-2,586
1325
$125K ﹤0.01%
5,726
-330