Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1301
$38K ﹤0.01%
+5,800
1302
$38K ﹤0.01%
1,423
-7,911
1303
$37K ﹤0.01%
+924
1304
$37K ﹤0.01%
+2,642
1305
$37K ﹤0.01%
3,412
-6,080
1306
$37K ﹤0.01%
+1,575
1307
$37K ﹤0.01%
+2,671
1308
$37K ﹤0.01%
972
+533
1309
$37K ﹤0.01%
1,576
-982
1310
$36K ﹤0.01%
+13,772
1311
$36K ﹤0.01%
+1,625
1312
$36K ﹤0.01%
3,106
+727
1313
$36K ﹤0.01%
414
-1,248
1314
$36K ﹤0.01%
+7,327
1315
$35K ﹤0.01%
1,439
+1,406
1316
$35K ﹤0.01%
+14,413
1317
$35K ﹤0.01%
4,389
-51,648
1318
$35K ﹤0.01%
6,920
-11,181
1319
$35K ﹤0.01%
+2,247
1320
$35K ﹤0.01%
2,580
+2,460
1321
$34K ﹤0.01%
858
-1,626
1322
$34K ﹤0.01%
4,936
-10,685
1323
$34K ﹤0.01%
+1,810
1324
$34K ﹤0.01%
+1,114
1325
$34K ﹤0.01%
+620