Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1301
$19K ﹤0.01%
729
-3,755
1302
$19K ﹤0.01%
8,928
-41,605
1303
$19K ﹤0.01%
+2,844
1304
$19K ﹤0.01%
349
-852
1305
$19K ﹤0.01%
+398
1306
$19K ﹤0.01%
10,611
-7,142
1307
$19K ﹤0.01%
2,481
-4,878
1308
$18K ﹤0.01%
+1,341
1309
$18K ﹤0.01%
+861
1310
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+1,029
1311
$18K ﹤0.01%
980
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1312
$18K ﹤0.01%
+496
1313
$18K ﹤0.01%
6,427
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1314
$18K ﹤0.01%
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1315
$18K ﹤0.01%
543
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1316
$18K ﹤0.01%
17,024
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1317
$18K ﹤0.01%
2,072
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1318
$18K ﹤0.01%
1,886
-2,795
1319
$18K ﹤0.01%
501
+124
1320
$18K ﹤0.01%
1,355
-3,273
1321
$18K ﹤0.01%
1,204
-103
1322
$18K ﹤0.01%
21
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1323
$18K ﹤0.01%
750
-5,424
1324
$18K ﹤0.01%
663
-4,006
1325
$18K ﹤0.01%
1,364
+751