Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1301
$21K ﹤0.01%
18,555
+10,630
1302
$20K ﹤0.01%
+1,113
1303
$20K ﹤0.01%
954
+864
1304
$20K ﹤0.01%
+305
1305
$20K ﹤0.01%
+762
1306
$20K ﹤0.01%
65
+30
1307
$20K ﹤0.01%
+563
1308
$20K ﹤0.01%
+5,700
1309
$20K ﹤0.01%
1,882
+499
1310
$20K ﹤0.01%
78
-163
1311
$20K ﹤0.01%
4,215
+2,986
1312
$20K ﹤0.01%
+561
1313
$19K ﹤0.01%
299
+149
1314
$19K ﹤0.01%
1,051
-4,041
1315
$19K ﹤0.01%
8,163
+5,389
1316
$19K ﹤0.01%
+2,323
1317
$19K ﹤0.01%
442
-3,026
1318
$19K ﹤0.01%
1,106
-2,919
1319
$19K ﹤0.01%
1,400
+1,377
1320
$19K ﹤0.01%
141
-69
1321
$19K ﹤0.01%
9,939
+959
1322
$18K ﹤0.01%
980
+448
1323
$18K ﹤0.01%
6,109
+3,850
1324
$18K ﹤0.01%
+5,128
1325
$18K ﹤0.01%
+144