Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$972M
AUM Growth
+$191M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,560
New
Increased
Reduced
Closed

Top Buys

1 +$50.9M
2 +$25.9M
3 +$25.1M
4
AMZN icon
Amazon
AMZN
+$21.7M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$18.3M

Top Sells

1 +$17.4M
2 +$11.9M
3 +$9.91M
4
MDVN
MEDIVATION, INC.
MDVN
+$8.62M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$8.15M

Sector Composition

1 Communication Services 15.08%
2 Technology 12.4%
3 Healthcare 11.9%
4 Consumer Discretionary 11.24%
5 Financials 9.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1301
$12K ﹤0.01%
+192
1302
$12K ﹤0.01%
4,832
-11,139
1303
$12K ﹤0.01%
97
-1,768
1304
$12K ﹤0.01%
+726
1305
$12K ﹤0.01%
+161
1306
$12K ﹤0.01%
718
-1,360
1307
$12K ﹤0.01%
+287
1308
$12K ﹤0.01%
567
-1,530
1309
$12K ﹤0.01%
+307
1310
$12K ﹤0.01%
+486
1311
$12K ﹤0.01%
+1,337
1312
$12K ﹤0.01%
94
-46
1313
$12K ﹤0.01%
+4,862
1314
$12K ﹤0.01%
198
-143
1315
$12K ﹤0.01%
306
+260
1316
$12K ﹤0.01%
+404
1317
$12K ﹤0.01%
375
-490
1318
$12K ﹤0.01%
1,086
+526
1319
$12K ﹤0.01%
+788
1320
$12K ﹤0.01%
18,326
+13,614
1321
$11K ﹤0.01%
3,163
-5
1322
$11K ﹤0.01%
225
-269
1323
$11K ﹤0.01%
151
-3,089
1324
$11K ﹤0.01%
242
-2,143
1325
$11K ﹤0.01%
+602