Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$646M
AUM Growth
-$129M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,493
New
Increased
Reduced
Closed

Top Buys

1 +$27.5M
2 +$16.3M
3 +$13.9M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$10.4M
5
GILD icon
Gilead Sciences
GILD
+$10.4M

Top Sells

1 +$95.3M
2 +$21.1M
3 +$20M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$12.1M

Sector Composition

1 Healthcare 13.63%
2 Communication Services 9.81%
3 Consumer Discretionary 9.7%
4 Technology 9.67%
5 Financials 9.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1301
$15K ﹤0.01%
+436
1302
$15K ﹤0.01%
808
-836
1303
$15K ﹤0.01%
389
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1304
$15K ﹤0.01%
+2,303
1305
$15K ﹤0.01%
610
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1306
$15K ﹤0.01%
2,354
+1,592
1307
$15K ﹤0.01%
814
-4,487
1308
$15K ﹤0.01%
1,147
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1309
$15K ﹤0.01%
3,760
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$14K ﹤0.01%
318
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1311
$14K ﹤0.01%
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1312
$14K ﹤0.01%
28
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1313
$14K ﹤0.01%
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$14K ﹤0.01%
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$14K ﹤0.01%
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1318
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1319
$14K ﹤0.01%
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1320
$14K ﹤0.01%
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1321
$14K ﹤0.01%
456
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1322
$14K ﹤0.01%
+2,816
1323
$14K ﹤0.01%
500
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1324
$14K ﹤0.01%
1,612
-2
1325
$13K ﹤0.01%
673
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