Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1276
$71K ﹤0.01%
+144
1277
$70K ﹤0.01%
2,960
+457
1278
$70K ﹤0.01%
21,113
+20,858
1279
$70K ﹤0.01%
15,232
-10,836
1280
$70K ﹤0.01%
743
+384
1281
$69K ﹤0.01%
5,952
+620
1282
$69K ﹤0.01%
1,123
-2,947
1283
$69K ﹤0.01%
+9,353
1284
$69K ﹤0.01%
+4,557
1285
$69K ﹤0.01%
64,351
+19,552
1286
$69K ﹤0.01%
48,268
+47,560
1287
$68K ﹤0.01%
+812
1288
$68K ﹤0.01%
1,686
+756
1289
$68K ﹤0.01%
37,135
+4,350
1290
$68K ﹤0.01%
+187
1291
$68K ﹤0.01%
2,688
-998
1292
$68K ﹤0.01%
119
-631
1293
$68K ﹤0.01%
+13,334
1294
$67K ﹤0.01%
1,697
-21,910
1295
$67K ﹤0.01%
17,819
-93,909
1296
$67K ﹤0.01%
+3,328
1297
$67K ﹤0.01%
41,616
+29,204
1298
$67K ﹤0.01%
+3,614
1299
$67K ﹤0.01%
14,791
+11,748
1300
$66K ﹤0.01%
8,130
-74,574