Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1276
$215K ﹤0.01%
6,871
-610
1277
$215K ﹤0.01%
1,361
1278
$215K ﹤0.01%
3,983
1279
$214K ﹤0.01%
27,021
+10,127
1280
$213K ﹤0.01%
4,258
1281
$213K ﹤0.01%
6,216
1282
$213K ﹤0.01%
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-100
1283
$212K ﹤0.01%
9,933
+200
1284
$212K ﹤0.01%
11,701
1285
$212K ﹤0.01%
3,771
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$212K ﹤0.01%
21,329
1287
$211K ﹤0.01%
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1288
$211K ﹤0.01%
7,535
1289
$211K ﹤0.01%
5,490
-3,052
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$211K ﹤0.01%
3,795
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$211K ﹤0.01%
7,334
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$209K ﹤0.01%
9,024
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1293
$208K ﹤0.01%
4,259
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1294
$208K ﹤0.01%
2,714
1295
$207K ﹤0.01%
2,855
+200
1296
$207K ﹤0.01%
5,528
1297
$206K ﹤0.01%
3,605
+61
1298
$205K ﹤0.01%
20,756
+10,323
1299
$204K ﹤0.01%
15,190
+100
1300
$204K ﹤0.01%
707