Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1276
$141K ﹤0.01%
34,515
-21,958
1277
$140K ﹤0.01%
355
-49
1278
$140K ﹤0.01%
+15,057
1279
$140K ﹤0.01%
189
-262
1280
$140K ﹤0.01%
+14,384
1281
$140K ﹤0.01%
+8,597
1282
$139K ﹤0.01%
1,256
-205
1283
$139K ﹤0.01%
1,920
-1,991
1284
$139K ﹤0.01%
+1,706
1285
$139K ﹤0.01%
+2,000
1286
$138K ﹤0.01%
1,929
-1,000
1287
$138K ﹤0.01%
+1,037
1288
$137K ﹤0.01%
10,189
+4,688
1289
$137K ﹤0.01%
+6,811
1290
$137K ﹤0.01%
3,862
-2,103
1291
$137K ﹤0.01%
+13,439
1292
$136K ﹤0.01%
13,214
-20,922
1293
$135K ﹤0.01%
+5,347
1294
$135K ﹤0.01%
2,907
-17,799
1295
$135K ﹤0.01%
2,479
+157
1296
$134K ﹤0.01%
14
+2
1297
$134K ﹤0.01%
+1,677
1298
$134K ﹤0.01%
+1,105
1299
$133K ﹤0.01%
+1,435
1300
$133K ﹤0.01%
493
+475