Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1276
$21K ﹤0.01%
+500
1277
$21K ﹤0.01%
1,010
-3,181
1278
$21K ﹤0.01%
+1,445
1279
$21K ﹤0.01%
2,239
-19,544
1280
$21K ﹤0.01%
1,191
-875
1281
$21K ﹤0.01%
+519
1282
$21K ﹤0.01%
560
+304
1283
$21K ﹤0.01%
462
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1284
$21K ﹤0.01%
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$21K ﹤0.01%
4,379
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1286
$21K ﹤0.01%
648
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1287
$20K ﹤0.01%
1,580
-1,405
1288
$20K ﹤0.01%
5,926
+5,774
1289
$20K ﹤0.01%
+11,007
1290
$20K ﹤0.01%
731
-4,532
1291
$20K ﹤0.01%
1,051
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1292
$19K ﹤0.01%
+679
1293
$19K ﹤0.01%
501
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1294
$19K ﹤0.01%
806
-15,736
1295
$19K ﹤0.01%
483
+369
1296
$19K ﹤0.01%
+1,519
1297
$19K ﹤0.01%
326
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1298
$19K ﹤0.01%
2,226
+1,727
1299
$19K ﹤0.01%
2,171
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1300
$19K ﹤0.01%
+677