Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1276
$23K ﹤0.01%
1,966
+415
1277
$23K ﹤0.01%
219
-2,609
1278
$23K ﹤0.01%
3,629
-8,926
1279
$23K ﹤0.01%
3,081
-3,845
1280
$22K ﹤0.01%
5,260
-19,185
1281
$22K ﹤0.01%
+480
1282
$22K ﹤0.01%
768
-6,278
1283
$22K ﹤0.01%
389
-29,664
1284
$22K ﹤0.01%
+181
1285
$22K ﹤0.01%
+447
1286
$22K ﹤0.01%
+131
1287
$22K ﹤0.01%
48
+43
1288
$22K ﹤0.01%
6,451
+3,355
1289
$21K ﹤0.01%
413
+248
1290
$21K ﹤0.01%
1,060
+488
1291
$21K ﹤0.01%
1,314
-5,574
1292
$21K ﹤0.01%
+1,432
1293
$21K ﹤0.01%
+3,320
1294
$21K ﹤0.01%
44
+17
1295
$21K ﹤0.01%
16,554
+4,851
1296
$21K ﹤0.01%
1,438
-2,317
1297
$21K ﹤0.01%
+289
1298
$21K ﹤0.01%
3,816
+1,496
1299
$21K ﹤0.01%
1,006
+222
1300
$21K ﹤0.01%
41,588
+40,549