Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1251
$77K ﹤0.01%
17,147
+1,375
1252
$76K ﹤0.01%
1,419
-1,245
1253
$76K ﹤0.01%
6,096
+5,633
1254
$76K ﹤0.01%
2,318
-5,376
1255
$75K ﹤0.01%
+2,328
1256
$75K ﹤0.01%
6,918
+969
1257
$75K ﹤0.01%
7,595
-44,124
1258
$75K ﹤0.01%
5,224
+2,055
1259
$75K ﹤0.01%
+4,209
1260
$75K ﹤0.01%
+4,165
1261
$74K ﹤0.01%
+1,595
1262
$74K ﹤0.01%
1,134
+1,121
1263
$74K ﹤0.01%
21,896
+12,305
1264
$73K ﹤0.01%
+7,234
1265
$73K ﹤0.01%
6,888
+5,736
1266
$72K ﹤0.01%
+960
1267
$72K ﹤0.01%
14,507
+5,941
1268
$72K ﹤0.01%
+2,342
1269
$72K ﹤0.01%
552
-3,775
1270
$72K ﹤0.01%
+1,157
1271
$71K ﹤0.01%
743
-1,768
1272
$71K ﹤0.01%
32,627
-97,222
1273
$71K ﹤0.01%
9,499
-2,536
1274
$71K ﹤0.01%
+96,083
1275
$71K ﹤0.01%
+10,228