Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1251
$75K ﹤0.01%
433
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1252
$74K ﹤0.01%
5,300
-11,800
1253
$74K ﹤0.01%
36,394
-42,335
1254
$74K ﹤0.01%
+2,288
1255
$74K ﹤0.01%
60,461
-20,290
1256
$73K ﹤0.01%
900
1257
$73K ﹤0.01%
2,864
+1,971
1258
$73K ﹤0.01%
1,100
-163,847
1259
$73K ﹤0.01%
5,208
-44,484
1260
$73K ﹤0.01%
39,532
-7,204
1261
$72K ﹤0.01%
+2,048
1262
$72K ﹤0.01%
537
+534
1263
$72K ﹤0.01%
7,070
+4,365
1264
$72K ﹤0.01%
32,077
-22,607
1265
$71K ﹤0.01%
15,717
-13,385
1266
$71K ﹤0.01%
2,086
+1,330
1267
$71K ﹤0.01%
+2,529
1268
$71K ﹤0.01%
2,527
-12,184
1269
$71K ﹤0.01%
1,491
-3,099
1270
$70K ﹤0.01%
3,282
-10,490
1271
$70K ﹤0.01%
5,269
+1,564
1272
$70K ﹤0.01%
6,079
+5,865
1273
$70K ﹤0.01%
2,000
-516,610
1274
$70K ﹤0.01%
+376
1275
$69K ﹤0.01%
4,482
+365