Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1251
$149K ﹤0.01%
192
-571
1252
$148K ﹤0.01%
+63,878
1253
$148K ﹤0.01%
3,215
-3,737
1254
$148K ﹤0.01%
+8
1255
$148K ﹤0.01%
+15,152
1256
$147K ﹤0.01%
767
-1,972
1257
$147K ﹤0.01%
748
-299
1258
$147K ﹤0.01%
+20,325
1259
$147K ﹤0.01%
+14,834
1260
$146K ﹤0.01%
+1,166
1261
$145K ﹤0.01%
24,251
+4,622
1262
$145K ﹤0.01%
1,261
-3,335
1263
$145K ﹤0.01%
+11,019
1264
$145K ﹤0.01%
+3,970
1265
$145K ﹤0.01%
6,854
-1,405
1266
$145K ﹤0.01%
+1,040
1267
$145K ﹤0.01%
3,796
-205
1268
$145K ﹤0.01%
34,361
-12,778
1269
$144K ﹤0.01%
+2,128
1270
$143K ﹤0.01%
2,156
+1,386
1271
$143K ﹤0.01%
+5,167
1272
$143K ﹤0.01%
+1,867
1273
$143K ﹤0.01%
2,065
+1,066
1274
$143K ﹤0.01%
6,068
-60,239
1275
$141K ﹤0.01%
9,864
+7,657