Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1251
$24K ﹤0.01%
+1,814
1252
$24K ﹤0.01%
178
-494
1253
$24K ﹤0.01%
2,010
-2,091
1254
$24K ﹤0.01%
+2,348
1255
$24K ﹤0.01%
+1,356
1256
$23K ﹤0.01%
4,705
+3,055
1257
$23K ﹤0.01%
+180
1258
$23K ﹤0.01%
+310
1259
$23K ﹤0.01%
+472
1260
$23K ﹤0.01%
+146
1261
$23K ﹤0.01%
7,888
+4,103
1262
$23K ﹤0.01%
+2,247
1263
$23K ﹤0.01%
+9,559
1264
$22K ﹤0.01%
+3,095
1265
$22K ﹤0.01%
2,421
+2,171
1266
$22K ﹤0.01%
1,007
+490
1267
$22K ﹤0.01%
+700
1268
$22K ﹤0.01%
2,182
-56,294
1269
$22K ﹤0.01%
665
-3,090
1270
$22K ﹤0.01%
5,363
+4,433
1271
$22K ﹤0.01%
221
-43,038
1272
$22K ﹤0.01%
+9,384
1273
$22K ﹤0.01%
+800
1274
$22K ﹤0.01%
17,432
+14,432
1275
$21K ﹤0.01%
209
-9,251