Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1251
$26K ﹤0.01%
+210
1252
$25K ﹤0.01%
+486
1253
$25K ﹤0.01%
+1,229
1254
$25K ﹤0.01%
+2,320
1255
$25K ﹤0.01%
+402
1256
$25K ﹤0.01%
154
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1257
$25K ﹤0.01%
1,121
-4,417
1258
$25K ﹤0.01%
+9,609
1259
$25K ﹤0.01%
1,188
-1,059
1260
$25K ﹤0.01%
+1,138
1261
$25K ﹤0.01%
1,191
-17,160
1262
$24K ﹤0.01%
346
+203
1263
$24K ﹤0.01%
1,475
-4,408
1264
$24K ﹤0.01%
+939
1265
$24K ﹤0.01%
2,102
+2,023
1266
$24K ﹤0.01%
885
-1,649
1267
$24K ﹤0.01%
+1,376
1268
$24K ﹤0.01%
+990
1269
$24K ﹤0.01%
+20,879
1270
$23K ﹤0.01%
854
-11,206
1271
$23K ﹤0.01%
+3,811
1272
$23K ﹤0.01%
244
+141
1273
$23K ﹤0.01%
1,000
-77,867
1274
$23K ﹤0.01%
454
+158
1275
$23K ﹤0.01%
+426