Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.59B
AUM Growth
+$614M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,544
New
Increased
Reduced
Closed

Top Buys

1 +$38.4M
2 +$23.7M
3 +$23.6M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$21.7M
5
WFC icon
Wells Fargo
WFC
+$20.4M

Top Sells

1 +$21.6M
2 +$17.2M
3 +$13.3M
4
LLY icon
Eli Lilly
LLY
+$9.69M
5
MA icon
Mastercard
MA
+$8.27M

Sector Composition

1 Technology 14.2%
2 Communication Services 13.46%
3 Consumer Discretionary 12.76%
4 Healthcare 12.43%
5 Financials 10.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1251
$26K ﹤0.01%
2,905
+2,470
1252
$26K ﹤0.01%
+18,849
1253
$26K ﹤0.01%
3,861
-2,772
1254
$26K ﹤0.01%
1,997
+1,513
1255
$26K ﹤0.01%
195
-621
1256
$26K ﹤0.01%
1,266
+1,237
1257
$25K ﹤0.01%
381
-125
1258
$25K ﹤0.01%
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1259
$25K ﹤0.01%
388
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1260
$25K ﹤0.01%
1,001
-7,717
1261
$25K ﹤0.01%
459
-1,624
1262
$25K ﹤0.01%
9,112
+6,794
1263
$25K ﹤0.01%
+11,767
1264
$24K ﹤0.01%
+2,907
1265
$24K ﹤0.01%
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1266
$24K ﹤0.01%
789
-8,364
1267
$24K ﹤0.01%
+4,400
1268
$24K ﹤0.01%
1,041
-2,646
1269
$24K ﹤0.01%
528
+518
1270
$24K ﹤0.01%
4,210
+3,560
1271
$24K ﹤0.01%
+3,168
1272
$24K ﹤0.01%
3,938
-12,536
1273
$24K ﹤0.01%
+1,463
1274
$24K ﹤0.01%
2,636
+1,900
1275
$23K ﹤0.01%
+2,519