Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1226
$82K ﹤0.01%
+36,134
1227
$82K ﹤0.01%
+6,390
1228
$81K ﹤0.01%
+10,397
1229
$81K ﹤0.01%
3,064
-8,940
1230
$81K ﹤0.01%
545
-2,746
1231
$81K ﹤0.01%
9,284
-3
1232
$81K ﹤0.01%
28,807
+14,236
1233
$81K ﹤0.01%
16,403
-7,242
1234
$81K ﹤0.01%
12,676
+9,539
1235
$81K ﹤0.01%
4,130
+4,096
1236
$80K ﹤0.01%
48,763
+30,335
1237
$80K ﹤0.01%
2,386
-406,030
1238
$80K ﹤0.01%
+24,280
1239
$79K ﹤0.01%
2,228
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1240
$79K ﹤0.01%
1,136
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1241
$79K ﹤0.01%
9,992
-42,615
1242
$79K ﹤0.01%
1,173
+647
1243
$79K ﹤0.01%
16,659
+6,465
1244
$78K ﹤0.01%
11,940
-94,798
1245
$78K ﹤0.01%
5,943
-985
1246
$78K ﹤0.01%
728
-15,769
1247
$78K ﹤0.01%
+1,563
1248
$77K ﹤0.01%
442
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1249
$77K ﹤0.01%
575
+48
1250
$77K ﹤0.01%
31,433
-52,034