Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1226
$80K ﹤0.01%
477
-1,093
1227
$80K ﹤0.01%
6,561
-2,199
1228
$80K ﹤0.01%
170
-10,560
1229
$80K ﹤0.01%
2,614
-2,918
1230
$79K ﹤0.01%
+49,645
1231
$79K ﹤0.01%
70,986
+69,977
1232
$79K ﹤0.01%
2,192
+492
1233
$78K ﹤0.01%
3,360
+1,412
1234
$78K ﹤0.01%
891
-1,088
1235
$78K ﹤0.01%
+7,018
1236
$78K ﹤0.01%
8,571
+2,668
1237
$78K ﹤0.01%
+5,620
1238
$78K ﹤0.01%
4,372
-63,108
1239
$78K ﹤0.01%
9,592
-2,756
1240
$78K ﹤0.01%
37,594
+34,712
1241
$76K ﹤0.01%
+4,914
1242
$76K ﹤0.01%
+1,177
1243
$76K ﹤0.01%
420
-230
1244
$76K ﹤0.01%
56,778
-43,267
1245
$76K ﹤0.01%
9,637
+4,665
1246
$76K ﹤0.01%
5,256
+5,224
1247
$76K ﹤0.01%
3,835
-1,206
1248
$76K ﹤0.01%
+1,512
1249
$75K ﹤0.01%
257
+216
1250
$75K ﹤0.01%
+2,437