Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.15B
AUM Growth
+$98.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,962
New
Increased
Reduced
Closed

Top Buys

1 +$186M
2 +$86.2M
3 +$56.8M
4
SLV icon
iShares Silver Trust
SLV
+$42.9M
5
AMD icon
Advanced Micro Devices
AMD
+$36.5M

Top Sells

1 +$44.4M
2 +$42.8M
3 +$40.8M
4
SPXL icon
Direxion Daily S&P 500 Bull 3x Shares
SPXL
+$33.6M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$33M

Sector Composition

1 Technology 23.31%
2 Consumer Discretionary 13.02%
3 Industrials 8.23%
4 Healthcare 7.48%
5 Financials 6.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1226
$153K ﹤0.01%
12,067
-6,153
1227
$151K ﹤0.01%
3,132
-163
1228
$151K ﹤0.01%
4,998
+4,900
1229
$151K ﹤0.01%
2,110
-3,099
1230
$151K ﹤0.01%
+4,079
1231
$151K ﹤0.01%
25,552
+17,142
1232
$151K ﹤0.01%
6,608
-2,569
1233
$150K ﹤0.01%
+2,967
1234
$150K ﹤0.01%
+3,060
1235
$150K ﹤0.01%
31,997
+19,430
1236
$150K ﹤0.01%
3,662
-838
1237
$149K ﹤0.01%
14,780
+14,459
1238
$149K ﹤0.01%
5,903
-365
1239
$149K ﹤0.01%
14,381
+8,401
1240
$148K ﹤0.01%
4,676
+4,527
1241
$147K ﹤0.01%
18,595
+16,380
1242
$147K ﹤0.01%
7,941
+5,728
1243
$147K ﹤0.01%
15,083
+11,491
1244
$147K ﹤0.01%
5,539
+4,867
1245
$147K ﹤0.01%
+3,451
1246
$147K ﹤0.01%
+1,832
1247
$146K ﹤0.01%
2,485
+740
1248
$145K ﹤0.01%
2,633
-7,718
1249
$145K ﹤0.01%
8,420
+5,699
1250
$145K ﹤0.01%
+14,836