Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1226
$242K ﹤0.01%
697
+6
1227
$241K ﹤0.01%
2,428
+38
1228
$241K ﹤0.01%
3,534
1229
$240K ﹤0.01%
2,954
-3,800
1230
$240K ﹤0.01%
1,078
1231
$240K ﹤0.01%
953
-16
1232
$240K ﹤0.01%
11,192
+5,218
1233
$240K ﹤0.01%
6,383
1234
$239K ﹤0.01%
7,092
1235
$239K ﹤0.01%
4,601
1236
$238K ﹤0.01%
15,271
+383
1237
$237K ﹤0.01%
29,731
+618
1238
$237K ﹤0.01%
1,838
1239
$236K ﹤0.01%
3,879
1240
$236K ﹤0.01%
3,283
-100
1241
$235K ﹤0.01%
20,810
-115
1242
$235K ﹤0.01%
2,266
1243
$235K ﹤0.01%
10,164
+99
1244
$233K ﹤0.01%
2,650
1245
$233K ﹤0.01%
890
-473
1246
$232K ﹤0.01%
17,772
1247
$231K ﹤0.01%
8,532
-402
1248
$229K ﹤0.01%
3,372
1249
$229K ﹤0.01%
1,779
1250
$228K ﹤0.01%
26,982