Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.01B
AUM Growth
+$493M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,735
New
Increased
Reduced
Closed

Top Buys

1 +$85.4M
2 +$75.9M
3 +$42.6M
4
NFLX icon
Netflix
NFLX
+$41.1M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$40.5M

Top Sells

1 +$65.7M
2 +$25.5M
3 +$24.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$24.3M
5
AVGO icon
Broadcom
AVGO
+$21.3M

Sector Composition

1 Technology 15.2%
2 Consumer Discretionary 14.52%
3 Communication Services 10.57%
4 Healthcare 8.15%
5 Financials 7.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1226
$51K ﹤0.01%
575
+400
1227
$51K ﹤0.01%
+20,089
1228
$51K ﹤0.01%
14,500
-11,000
1229
$50K ﹤0.01%
+1,250
1230
$50K ﹤0.01%
+630
1231
$50K ﹤0.01%
16,809
+14,471
1232
$50K ﹤0.01%
7,300
-621,650
1233
$50K ﹤0.01%
3,743
+2,212
1234
$50K ﹤0.01%
3,270
-1,064
1235
$50K ﹤0.01%
19,034
+15,869
1236
0
1237
$50K ﹤0.01%
+2,534
1238
$50K ﹤0.01%
+155
1239
$49K ﹤0.01%
+10,439
1240
$49K ﹤0.01%
4,918
+4,814
1241
$49K ﹤0.01%
+1,209
1242
$49K ﹤0.01%
+6,015
1243
$49K ﹤0.01%
3,140
+2,240
1244
$49K ﹤0.01%
250
+55
1245
$49K ﹤0.01%
7,550
+630
1246
$49K ﹤0.01%
17,467
+14,817
1247
$48K ﹤0.01%
1,967
+159
1248
$48K ﹤0.01%
4,409
+3,046
1249
$48K ﹤0.01%
177
+32
1250
$48K ﹤0.01%
+4,206