Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1226
$45K ﹤0.01%
6,798
-30,520
1227
$45K ﹤0.01%
2,603
-4,512
1228
$45K ﹤0.01%
+497
1229
$45K ﹤0.01%
+4,473
1230
$45K ﹤0.01%
2,809
-3,676
1231
$45K ﹤0.01%
3,826
-5,755
1232
$45K ﹤0.01%
+5,948
1233
$45K ﹤0.01%
101
-2
1234
$45K ﹤0.01%
359
+277
1235
$45K ﹤0.01%
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1236
$45K ﹤0.01%
+12,393
1237
$45K ﹤0.01%
5,967
+5,342
1238
$45K ﹤0.01%
5,655
-54,716
1239
$45K ﹤0.01%
26,286
-8,937
1240
$45K ﹤0.01%
+13,115
1241
$45K ﹤0.01%
+28,371
1242
$45K ﹤0.01%
4,683
-108,538
1243
$44K ﹤0.01%
4,146
+1,012
1244
$44K ﹤0.01%
+1,719
1245
$44K ﹤0.01%
+1,385
1246
$44K ﹤0.01%
844
-7,050
1247
$44K ﹤0.01%
5,246
+3,288
1248
$44K ﹤0.01%
+9,384
1249
$44K ﹤0.01%
5,461
+2,552
1250
$44K ﹤0.01%
+3,972