Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.36%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1226
$26K ﹤0.01%
+1,145
1227
$26K ﹤0.01%
930
+296
1228
$26K ﹤0.01%
1,507
+875
1229
$26K ﹤0.01%
10
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1230
$26K ﹤0.01%
+1,354
1231
$26K ﹤0.01%
954
-1,121
1232
$26K ﹤0.01%
+884
1233
$26K ﹤0.01%
+2,097
1234
$26K ﹤0.01%
11,271
-548
1235
$26K ﹤0.01%
772
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1236
$26K ﹤0.01%
1,117
-194
1237
$25K ﹤0.01%
1,044
+186
1238
$25K ﹤0.01%
14,948
-28,559
1239
$25K ﹤0.01%
1,003
-1,849
1240
$25K ﹤0.01%
208
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1241
$25K ﹤0.01%
+2,543
1242
$25K ﹤0.01%
+27,314
1243
$24K ﹤0.01%
1,517
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1244
$24K ﹤0.01%
+855
1245
$24K ﹤0.01%
1,736
-1,722
1246
$24K ﹤0.01%
+512
1247
$24K ﹤0.01%
307
-13,761
1248
$24K ﹤0.01%
5,607
-3,337
1249
$24K ﹤0.01%
788
-4,272
1250
$24K ﹤0.01%
698
-4,014