Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$286M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,555
New
Increased
Reduced
Closed

Top Buys

1 +$27.1M
2 +$24.7M
3 +$20.1M
4
TWX
Time Warner Inc
TWX
+$18.3M
5
BABA icon
Alibaba
BABA
+$14.8M

Top Sells

1 +$71.9M
2 +$47.7M
3 +$26.3M
4
BA icon
Boeing
BA
+$21M
5
C icon
Citigroup
C
+$19.6M

Sector Composition

1 Consumer Discretionary 15.64%
2 Communication Services 14.16%
3 Technology 12.46%
4 Financials 10.94%
5 Healthcare 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1226
$37K ﹤0.01%
4,555
-11,505
1227
$37K ﹤0.01%
+11,928
1228
$37K ﹤0.01%
678
-155
1229
$37K ﹤0.01%
3,519
-15,744
1230
$37K ﹤0.01%
17,031
+7,767
1231
$36K ﹤0.01%
+1,721
1232
$36K ﹤0.01%
+7,456
1233
$36K ﹤0.01%
4,116
-99,892
1234
$36K ﹤0.01%
705
-20
1235
$36K ﹤0.01%
14,020
-5,540
1236
$36K ﹤0.01%
+425
1237
$36K ﹤0.01%
2,698
+2,503
1238
$36K ﹤0.01%
+9,879
1239
$36K ﹤0.01%
+5,046
1240
$36K ﹤0.01%
1,947
-23,526
1241
$36K ﹤0.01%
25,038
+3,142
1242
$35K ﹤0.01%
7,031
+4,238
1243
$35K ﹤0.01%
1,397
-2,215
1244
$35K ﹤0.01%
+900
1245
$35K ﹤0.01%
933
-6,533
1246
$35K ﹤0.01%
+2,062
1247
$35K ﹤0.01%
+769
1248
$35K ﹤0.01%
+773
1249
$35K ﹤0.01%
+1,403
1250
$35K ﹤0.01%
+1,664