Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$781M
AUM Growth
-$9.81M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,587
New
Increased
Reduced
Closed

Top Buys

1 +$16.8M
2 +$16.2M
3 +$15.6M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$15.3M
5
WFC icon
Wells Fargo
WFC
+$11.9M

Sector Composition

1 Communication Services 15.83%
2 Healthcare 15.63%
3 Consumer Discretionary 12.92%
4 Technology 11.44%
5 Financials 8.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1226
$12K ﹤0.01%
420
-300
1227
$12K ﹤0.01%
+1,944
1228
$12K ﹤0.01%
+427
1229
$12K ﹤0.01%
5,078
-1,814
1230
$11K ﹤0.01%
157
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1231
$11K ﹤0.01%
867
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1232
$11K ﹤0.01%
749
-3,707
1233
$11K ﹤0.01%
+847
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$11K ﹤0.01%
1,053
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1235
$11K ﹤0.01%
1,023
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1236
$11K ﹤0.01%
2,328
-9,830
1237
$11K ﹤0.01%
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1238
$11K ﹤0.01%
378
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1239
$11K ﹤0.01%
96
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1240
$11K ﹤0.01%
1,000
-41,884
1241
$11K ﹤0.01%
3,883
-1,184
1242
$11K ﹤0.01%
3,646
+3,399
1243
$11K ﹤0.01%
+1,867
1244
$10K ﹤0.01%
+921
1245
$10K ﹤0.01%
370
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1246
$10K ﹤0.01%
17
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1247
$10K ﹤0.01%
+200
1248
$10K ﹤0.01%
+490
1249
$10K ﹤0.01%
+1,044
1250
$10K ﹤0.01%
1,236
+1,096