Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
101
$7.1M 0.01%
141,053
+35,115
102
$7.01M 0.01%
16,292
+5,741
103
$6.73M 0.01%
37,900
+13,200
104
$6.68M 0.01%
102,457
+24,486
105
$6.63M 0.01%
426,910
+74,365
106
$6.62M 0.01%
14,291
+13,077
107
$6.59M 0.01%
14,047
+13,253
108
$6.55M 0.01%
55,185
-38,464
109
$6.53M 0.01%
42,316
-103,040
110
$6.38M 0.01%
135,573
-146,595
111
$6.35M 0.01%
+122,456
112
$6.34M 0.01%
117,865
+113,417
113
$6.33M 0.01%
+68,925
114
$6.28M 0.01%
127,501
+127,369
115
$6.28M 0.01%
+47,398
116
$6.25M 0.01%
+21,341
117
$6.25M 0.01%
212,620
-388,480
118
$6.23M 0.01%
295,587
+216,629
119
$6.04M 0.01%
+254,950
120
$5.94M 0.01%
133,479
+46,274
121
$5.9M 0.01%
36,918
-22,422
122
$5.85M 0.01%
+41,638
123
$5.75M 0.01%
+219,519
124
$5.7M 0.01%
132,335
+8,939
125
$5.52M 0.01%
15,366
-34,936