Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
101
$6.15M 0.01%
+101,833
102
$6M 0.01%
87,148
-53,052
103
$5.94M 0.01%
381,006
+280,267
104
$5.86M 0.01%
23,933
+2,286
105
$5.82M 0.01%
123,338
+84,215
106
$5.82M 0.01%
+26,735
107
$5.79M 0.01%
197,994
+192,644
108
$5.76M 0.01%
23,751
-7,777
109
$5.63M 0.01%
+139,601
110
$5.58M 0.01%
21,709
+8,541
111
$5.41M 0.01%
95,453
+16,805
112
$5.4M 0.01%
+61,307
113
$5.37M 0.01%
82,590
-250,880
114
$5.36M 0.01%
79,876
-64,567
115
$5.29M 0.01%
116,984
-480,842
116
$5.25M 0.01%
353,138
-197,166
117
$5.24M 0.01%
24,246
-4,780
118
$5.23M 0.01%
17,521
+10,341
119
$5.19M 0.01%
7,509
-2,104
120
$5.15M 0.01%
116,357
-51,602
121
$5.15M 0.01%
96,224
+94,824
122
$5.12M ﹤0.01%
70,706
+59,720
123
$5.12M ﹤0.01%
152,137
+1,707
124
$5M ﹤0.01%
99,397
-5,713
125
$5M ﹤0.01%
+86,109