Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
101
$3.09M 0.01%
+628,950
102
$3.08M 0.01%
48,797
+35,186
103
$3.06M 0.01%
61,029
-70,409
104
$2.98M 0.01%
51,580
+23,473
105
$2.98M 0.01%
+4,776
106
$2.96M 0.01%
163,342
+159,903
107
$2.88M 0.01%
+10,152
108
$2.85M 0.01%
+37,804
109
$2.83M 0.01%
20,360
+20,104
110
$2.83M 0.01%
71,408
+37,164
111
$2.8M ﹤0.01%
+83,262
112
$2.79M ﹤0.01%
99,531
+46,826
113
$2.75M ﹤0.01%
+63,508
114
$2.75M ﹤0.01%
14,011
+2,391
115
$2.73M ﹤0.01%
+20,010
116
$2.71M ﹤0.01%
1,114
+813
117
$2.67M ﹤0.01%
78,892
+4,032
118
$2.65M ﹤0.01%
66,550
+55,036
119
$2.62M ﹤0.01%
38,912
+34,512
120
$2.62M ﹤0.01%
111,504
+104,392
121
$2.5M ﹤0.01%
+518,726
122
$2.48M ﹤0.01%
101,782
-15,196
123
$2.46M ﹤0.01%
55,532
+52,965
124
$2.4M ﹤0.01%
+26,021
125
$2.4M ﹤0.01%
+11,344