Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
101
$2.38M 0.01%
+49,496
102
$2.38M 0.01%
29,368
-4,144
103
$2.38M 0.01%
+13,048
104
$2.37M 0.01%
+49,070
105
$2.32M 0.01%
88,919
+6,892
106
$2.32M 0.01%
+36,702
107
$2.31M 0.01%
+103,590
108
$2.28M 0.01%
+59,119
109
$2.27M 0.01%
27,933
+24,906
110
$2.23M 0.01%
118,423
+56,008
111
$2.23M 0.01%
25,930
-9,932
112
$2.23M 0.01%
26,564
+6,686
113
$2.21M 0.01%
11,489
-21,005
114
$2.12M 0.01%
+94,716
115
$2.1M 0.01%
41,396
+10,363
116
$2.1M 0.01%
18,729
+14,498
117
$2.09M 0.01%
+81,997
118
$2.08M 0.01%
+44,597
119
$2.08M 0.01%
44,114
+27,489
120
$2.05M 0.01%
+17,944
121
$2.05M 0.01%
1,885
+1,329
122
$2.04M 0.01%
36,770
-70,348
123
$2M 0.01%
+144,330
124
$1.99M 0.01%
+83,912
125
$1.98M 0.01%
181,405
+159,915