Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$286M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,555
New
Increased
Reduced
Closed

Top Buys

1 +$27.1M
2 +$24.7M
3 +$20.1M
4
TWX
Time Warner Inc
TWX
+$18.3M
5
BABA icon
Alibaba
BABA
+$14.8M

Top Sells

1 +$71.9M
2 +$47.7M
3 +$26.3M
4
BA icon
Boeing
BA
+$21M
5
C icon
Citigroup
C
+$19.6M

Sector Composition

1 Consumer Discretionary 15.64%
2 Communication Services 14.16%
3 Technology 12.46%
4 Financials 10.94%
5 Healthcare 10.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
101
$2.1M 0.09%
+40,330
102
$2.09M 0.09%
61,117
-37,780
103
$2.07M 0.09%
13,831
+5,629
104
$2.01M 0.09%
37,634
+16,598
105
$1.97M 0.09%
29,168
+16,361
106
$1.94M 0.09%
34,913
+20,361
107
$1.93M 0.08%
333,640
-2,813,280
108
$1.91M 0.08%
16,825
-2,826
109
$1.9M 0.08%
16,618
-6,624
110
$1.89M 0.08%
+1,184
111
$1.88M 0.08%
55,408
+44,999
112
$1.85M 0.08%
37,567
+22,960
113
$1.84M 0.08%
+45,196
114
$1.83M 0.08%
+9,098
115
$1.82M 0.08%
31,746
+1,873
116
$1.8M 0.08%
+55,916
117
$1.77M 0.08%
+103,831
118
$1.75M 0.08%
23,263
+13,187
119
$1.74M 0.08%
19,815
-103,925
120
$1.72M 0.08%
22,667
-127,306
121
$1.71M 0.08%
26,781
-27,940
122
$1.7M 0.07%
+39,163
123
$1.69M 0.07%
+32,513
124
$1.69M 0.07%
+105,920
125
$1.67M 0.07%
43,840
+18,460