Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$646M
AUM Growth
-$129M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,493
New
Increased
Reduced
Closed

Top Buys

1 +$27.5M
2 +$16.3M
3 +$13.9M
4
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$10.4M
5
GILD icon
Gilead Sciences
GILD
+$10.4M

Top Sells

1 +$95.3M
2 +$21.1M
3 +$20M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$12.1M

Sector Composition

1 Healthcare 13.63%
2 Communication Services 9.81%
3 Consumer Discretionary 9.7%
4 Technology 9.67%
5 Financials 9.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
101
$1.29M 0.09%
22,083
+4,410
102
$1.26M 0.09%
44,025
-4,190
103
$1.26M 0.09%
+35,782
104
$1.26M 0.09%
+44,364
105
$1.25M 0.09%
24,699
+5,196
106
$1.25M 0.09%
25,674
-27,033
107
$1.22M 0.09%
48,708
-2,470
108
$1.18M 0.09%
21,301
+2,871
109
$1.16M 0.09%
+32,117
110
$1.16M 0.08%
15,232
+13,958
111
$1.15M 0.08%
42,809
+37,618
112
$1.14M 0.08%
39,490
+28,841
113
$1.11M 0.08%
+25,085
114
$1.09M 0.08%
71,592
+45,042
115
$1.06M 0.08%
+34,284
116
$1.05M 0.08%
3,699
+3,611
117
$1.05M 0.08%
+21,773
118
$1.04M 0.08%
63,091
+62,240
119
$1.04M 0.08%
+21,543
120
$1.01M 0.07%
277,224
+109,464
121
$1M 0.07%
6,152
+5,357
122
$996K 0.07%
23,308
-19,347
123
$994K 0.07%
24,224
+16,094
124
$965K 0.07%
+9,081
125
$959K 0.07%
39,275
-15,105