Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,478
New
Increased
Reduced
Closed

Top Buys

1 +$172M
2 +$156M
3 +$101M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$57.2M
5
UNH icon
UnitedHealth
UNH
+$55.1M

Top Sells

1 +$140M
2 +$47.9M
3 +$38.3M
4
TSM icon
TSMC
TSM
+$37.3M
5
PFE icon
Pfizer
PFE
+$36.9M

Sector Composition

1 Technology 34.69%
2 Communication Services 9.01%
3 Consumer Discretionary 8.66%
4 Healthcare 8.08%
5 Financials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
1201
$94K ﹤0.01%
44,694
+43,915
1202
$94K ﹤0.01%
28,167
+14,190
1203
$94K ﹤0.01%
10,595
-47,535
1204
$94K ﹤0.01%
+2,797
1205
$93K ﹤0.01%
22,065
+16,694
1206
$93K ﹤0.01%
+3,186
1207
$93K ﹤0.01%
+2,907
1208
$93K ﹤0.01%
2,440
-6,332
1209
$92K ﹤0.01%
37,795
+22,040
1210
$92K ﹤0.01%
15,813
+15,254
1211
$92K ﹤0.01%
2,861
+1,138
1212
$92K ﹤0.01%
+13,439
1213
$92K ﹤0.01%
+2,941
1214
$91K ﹤0.01%
+1,342
1215
$91K ﹤0.01%
5,489
+4,537
1216
$91K ﹤0.01%
15,953
-5,254
1217
$90K ﹤0.01%
+1,605
1218
$90K ﹤0.01%
9,193
+5,507
1219
$90K ﹤0.01%
5,657
-4,856
1220
$90K ﹤0.01%
+1,377
1221
$90K ﹤0.01%
+2,521
1222
$90K ﹤0.01%
+1,771
1223
$89K ﹤0.01%
158
-137
1224
$88K ﹤0.01%
+62,122
1225
$88K ﹤0.01%
6,505
+2,958